Videos

Contact

Office: (973) 588-8280

4 Campus Drive

2nd Floor

Parsippany, NJ 07054

bhalpern@sfr1.com

Check the background of your financial professional on FINRA's BrokerCheck.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Investment advisory and financial planning services (collectively referred to as "advisory services") offered through Summit Financial, LLC, an SEC Registered Investment Advisor ("Summit"). When your Wealth Manager provides advisory services, advice may be related to brokerage products, however, he/she is acting as an Investment Advisor Representative (“IAR”).

Securities brokerage offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany NY 12207 ("PKS"). PKS and Summit are not affiliated companies.

When your Wealth Manager offers brokerage products (i.e., securities) to you, he/she is acting as a Registered Representative (“RR”) with PKS and, among other things, is subject to FINRA rules and jurisdiction. Brokerage and advisory services each have different fee structures and are even governed by different rules and regulations. The services provided to you are based on your personal financial objectives and circumstances determined by you and your Wealth Manager. To learn more about the differences between securities brokerage and advisory services contact your Wealth Manager or go to Important Client Information Regarding Summit Financial, LLC

FORM CRS | Form ADV 2A | Disclosure | Wrap Fee Program Brochure | Privacy Notice | BCP